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Jason Gardner is a highly skilled compliance specialist with a strong track record of helping banks address regulatory failures. With over 4953 LinkedIn connections, Jason is well-connected within the industry. They have a deep understanding of internal controls and have successfully developed effective programs to address deficiencies in banks' compliance systems.
Outside of their full-time role, Jason also runs Compliance Prep, a company dedicated to helping aspiring compliance professionals gain hands-on experience and secure their first positions in the field. Their expertise and commitment to the compliance profession make them a valued resource for both banks and individuals seeking to navigate the complex landscape of regulatory compliance.
With previous positions at Wells Fargo, Global Applied Analytics, LLC, Davis & Gilbert LLP, and Skadden Arps, Jason has proven their ability to deliver results in various roles within the financial and legal sectors. They possess comprehensive knowledge in areas such as anti-money laundering and regulatory compliance. Jason holds a Juris Doctor (JD) degree from Maurice A. Deane School of Law at Hofstra University and a Bachelor's degree in Sociology from SUNY Oneonta.
More about this expert
- Full name
- Jason Gardner
- Location
- Charlotte Metro
- Title
- Lead Business Execution Consultant
- Company
- Wells Fargo (since 2020)
- Industry
- Financial Services
- LinkedIn profile
- https://www.linkedin.com/in/jasongardnercompliance/
- LinkedIn Connections
- 4953
- Summary
- As a full-time compliance specialist, I help banks address regulatory failures. These remedial actions include an assessment of the banks internal controls and development of programs to address any identified deficiencies. Outside of that I help aspiring compliance professionals gain hands-on experience through my company Compliance Prep and land their first position.
- Skills
- Anti Money Laundering Regulatory Compliance
Education
- Maurice A. Deane School of Law at Hofstra University
-
Doctor of Law (JD)
Attended in 2007 - 2010
Field of study: JD - SUNY Oneonta
-
Bachelors
Attended in 2003 - 2007
Field of study: Sociology
Positions
-
Wells Fargo
New York City Metropolitan Area
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Lead Business Execution Consultant
Apr 2020 - Sep 2022
- Responsible for managing remediation steps and the implementation of control procedures for milestones that failed design and sustainability review by audit.
-
Wells Fargo
Apr 2020 - Sep 2022 · 2 yrs 6 mos
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Technology Lead Counsel
May 2019 - Mar 2020
- Provide U.S. and non-U.S. technology subject-matter expertise in the review of third-party technology-related contracts
- Reviewed, drafted and negotiated various types of agreements (e.g., master services agreements, vendor/service provider agreements, terms and conditions, data processing addendums, data transfer, and data usage agreements, etc.).
- Global Applied Analytics, LLC
-
Global AML & OFAC Compliance Attorney
Feb 2018 - May 2019
Experience
- Served as a subject matter expert for testing of the global sanctions program in Dubai (overseeing Africa, & the Middle East), and Hong Kong (overseeing all of Asia) for compliance with Federal Reserve Bank consent order.
- Delivered three Know Your Customer system projects ahead of schedule that were successfully validated by audit.
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Davis & Gilbert LLP
Greater New York City Area
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Contract Attorney
May 2017 - Jan 2018
- Draft, review, and close a variety of IT-related agreements, including master agreements, professional services agreements, licensing agreements, statements of work, cloud agreements, and SaaS agreements
- Counseled fintech clients on potential PATRIOT Act regulatory obstacles as part of a global payment system rollout.
- Work with internal stakeholders, e.g., finance, accounting, operations, product development, to structure and resolve contract issues
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Global Applied Analytics, LLC
New York City Metropolitan Area
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AML, BSA OFAC Senior Attorney
Apr 2015 - May 2017
Oversaw the build-out and day-to-day activities of 20 BSA/AML investigators including allocating cases, providing second level review and quality assurance using Lexis Nexis, Fircosoft, World-Check and other screening platforms
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Global Applied Analytics, LLC
New York City Metropolitan Area
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Commercial Contracts Attorney
Sep 2011 - Apr 2015
Experience negotiating skills in a broad range of commercial agreements, with a focus on SaaS agreements (inbound and outbound), including master services agreements, data processing addendums, terms and conditions, sponsorship agreements, vendor agreements, statements of work, and order forms.
- Skadden Arps
-
Managing Law Clerks Intern
Jun 2006 - Aug 2006